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LAM RESEARCH CORP — Director's Dealing 2020
Jul 14, 2020
29803_dirs_2020-07-14_667e1744-a1cb-493d-ad24-7b4495d4a83f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LAM RESEARCH CORP (LRCX)
CIK: 0000707549
Period of Report: 2020-07-10
Reporting Person: JENNINGS KEVIN (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-04-20 | Common Stock | G | 6816 | — | Disposed | 4899 | Direct |
| 2020-04-20 | Common Stock | G | 6816 | — | Acquired | 6816 | Indirect |
| 2020-06-08 | Common Stock | G | 6816 | — | Disposed | 0 | Indirect |
| 2020-06-08 | Common Stock | G | 6816 | — | Acquired | 11804 | Direct |
| 2020-07-10 | Common Stock | S | 6905 | $335.09 | Disposed | 4899 | Direct |
| 2020-07-10 | Common Stock | M | 1554 | $119.67 | Acquired | 6453 | Direct |
| 2020-07-10 | Common Stock | S | 1554 | $335.09 | Disposed | 4899 | Direct |
| 2020-07-10 | Common Stock | M | 1123 | $190.07 | Acquired | 6022 | Direct |
| 2020-07-10 | Common Stock | S | 1123 | $340 | Disposed | 4899 | Direct |
| 2020-07-10 | Common Stock | M | 2477 | $176.75 | Acquired | 7376 | Direct |
| 2020-07-10 | Common Stock | S | 2477 | $335.09 | Disposed | 4899 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-07-10 | Employee Stock Option (Right to Buy) | $119.67 | M | 1554 | Disposed | 2024-03-01 | Common Stock (1554.0) | Direct |
| 2020-07-10 | Employee Stock Option (Right to Buy) | $190.07 | M | 1123 | Disposed | 2025-03-01 | Common Stock (1123.0) | Direct |
| 2020-07-10 | Employee Stock Option (Right to Buy) | $176.75 | M | 2477 | Disposed | 2026-03-01 | Common Stock (2477.0) | Direct |
Footnotes
F1: The amount reported includes shares subject to unvested Restricted Stock Units.
F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2020.
F3: The option vests in three equal annual installments beginning on March 1, 2018.
F4: The option vests in three equal annual installments beginning on March 1, 2019.
F5: The option vests in three equal annual installments beginning on March 1, 2020.
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