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LAM RESEARCH CORP Director's Dealing 2020

Jul 14, 2020

29803_dirs_2020-07-14_667e1744-a1cb-493d-ad24-7b4495d4a83f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LAM RESEARCH CORP (LRCX)
CIK: 0000707549
Period of Report: 2020-07-10

Reporting Person: JENNINGS KEVIN (Senior Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-04-20 Common Stock G 6816 Disposed 4899 Direct
2020-04-20 Common Stock G 6816 Acquired 6816 Indirect
2020-06-08 Common Stock G 6816 Disposed 0 Indirect
2020-06-08 Common Stock G 6816 Acquired 11804 Direct
2020-07-10 Common Stock S 6905 $335.09 Disposed 4899 Direct
2020-07-10 Common Stock M 1554 $119.67 Acquired 6453 Direct
2020-07-10 Common Stock S 1554 $335.09 Disposed 4899 Direct
2020-07-10 Common Stock M 1123 $190.07 Acquired 6022 Direct
2020-07-10 Common Stock S 1123 $340 Disposed 4899 Direct
2020-07-10 Common Stock M 2477 $176.75 Acquired 7376 Direct
2020-07-10 Common Stock S 2477 $335.09 Disposed 4899 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-07-10 Employee Stock Option (Right to Buy) $119.67 M 1554 Disposed 2024-03-01 Common Stock (1554.0) Direct
2020-07-10 Employee Stock Option (Right to Buy) $190.07 M 1123 Disposed 2025-03-01 Common Stock (1123.0) Direct
2020-07-10 Employee Stock Option (Right to Buy) $176.75 M 2477 Disposed 2026-03-01 Common Stock (2477.0) Direct

Footnotes

F1: The amount reported includes shares subject to unvested Restricted Stock Units.

F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2020.

F3: The option vests in three equal annual installments beginning on March 1, 2018.

F4: The option vests in three equal annual installments beginning on March 1, 2019.

F5: The option vests in three equal annual installments beginning on March 1, 2020.