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LAM RESEARCH CORP — Director's Dealing 2020
Jul 15, 2020
29803_dirs_2020-07-15_dced47ca-3ec1-4f56-9f79-a02b08bf9666.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LAM RESEARCH CORP (LRCX)
CIK: 0000707549
Period of Report: 2020-07-13
Reporting Person: LORD PATRICK J (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-07-13 | Common Stock | S | 5000 | $343 | Disposed | 8460 | Direct |
| 2020-07-13 | Common Stock | M | 1554 | $119.67 | Acquired | 10014 | Direct |
| 2020-07-13 | Common Stock | S | 1554 | $343 | Disposed | 8460 | Direct |
| 2020-07-13 | Common Stock | M | 1333 | $190.07 | Acquired | 9793 | Direct |
| 2020-07-13 | Common Stock | S | 1333 | $343 | Disposed | 8460 | Direct |
| 2020-07-13 | Common Stock | M | 2832 | $176.75 | Acquired | 11292 | Direct |
| 2020-07-13 | Common Stock | S | 2832 | $343 | Disposed | 8460 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-07-13 | Employee Stock Option (Right to Buy) | $119.67 | M | 1554 | Disposed | 2024-03-01 | Common Stock (1554.0) | Direct |
| 2020-07-13 | Employee Stock Option (Right to Buy) | $190.07 | M | 1333 | Disposed | 2025-03-01 | Common Stock (1333.0) | Direct |
| 2020-07-13 | Employee Stock Option (Right to Buy) | $176.75 | M | 2832 | Disposed | 2026-03-01 | Common Stock (2832.0) | Direct |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2020.
F2: The amount reported includes shares subject to unvested Restricted Stock Units.
F3: The option vests in three equal annual installments beginning on March 1, 2018.
F4: The option vests in three equal annual installments beginning on March 1, 2019.
F5: The option vests in three equal annual installments beginning on March 1, 2020.
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