LAM RESEARCH CORP — Director's Dealing 2020

Aug 6, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LAM RESEARCH CORP (LRCX)
CIK: 0000707549
Period of Report: 2020-08-04

Reporting Person: Gottscho Richard A (Executive Vice President & CTO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-08-04	Common Stock	G	75	—	Disposed	28982	Direct
2020-08-04	Common Stock	M	1753	$190.07	Acquired	30735	Direct
2020-08-04	Common Stock	M	3540	$176.75	Acquired	34275	Direct
2020-08-04	Common Stock	S	5293	$384.52	Disposed	28982	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-08-04	Employee Stock Option (Right to Buy)	$190.07	M	1753	Disposed	2025-03-01	Common Stock (1753.0)	Direct
2020-08-04	Employee Stock Option (Right to Buy)	$176.75	M	3540	Disposed	2026-03-01	Common Stock (3540.0)	Direct

Footnotes

F1: Amount reported includes shares subject to unvested Restricted Stock Units.

F2: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $384.37 to $384.56, inclusive.

F3: The stock option becomes exercisable in three equal installments on 03/01/2019, 03/01/2020, and 03/01/2021.

F4: The stock option becomes exercisable in three equal installments on 03/01/2020, 03/01/2021, and 03/01/2022.