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LAM RESEARCH CORP — Director's Dealing 2020
Sep 4, 2020
29803_dirs_2020-09-04_aedb853e-4bfe-4f6c-91f3-f2146787da56.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LAM RESEARCH CORP (LRCX)
CIK: 0000707549
Period of Report: 2020-09-02
Reporting Person: Bettinger Douglas R (Chief Financial Officer & EVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-02 | Common Stock | M | 7242 | $51.76 | Acquired | 109088 | Direct |
| 2020-09-02 | Common Stock | M | 9658 | $51.76 | Acquired | 118746 | Direct |
| 2020-09-02 | Common Stock | S | 9307 | $355.58 | Disposed | 109439 | Direct |
| 2020-09-02 | Common Stock | S | 316 | $356.20 | Disposed | 109123 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-09-02 | Employee Stock Option (Right to Buy) | $51.76 | M | 7242 | Disposed | 2021-02-18 | Common Stock (7242.0) | Direct |
| 2020-09-02 | Employee Stock Option (Right to Buy) | $51.76 | M | 9658 | Disposed | 2021-02-18 | Common Stock (9658.0) | Direct |
Footnotes
F1: Amount reported includes shares subject to unvested Restricted Stock Units.
F2: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $355.12 to $356.10, inclusive.
F3: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $356.18 to $356.21, inclusive.
F4: 33.3% of the stock options vested on 2/18/15, 2/18/16, and 2/18/17.
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