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LAM RESEARCH CORP Director's Dealing 2020

Sep 4, 2020

29803_dirs_2020-09-04_aedb853e-4bfe-4f6c-91f3-f2146787da56.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LAM RESEARCH CORP (LRCX)
CIK: 0000707549
Period of Report: 2020-09-02

Reporting Person: Bettinger Douglas R (Chief Financial Officer & EVP)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-09-02 Common Stock M 7242 $51.76 Acquired 109088 Direct
2020-09-02 Common Stock M 9658 $51.76 Acquired 118746 Direct
2020-09-02 Common Stock S 9307 $355.58 Disposed 109439 Direct
2020-09-02 Common Stock S 316 $356.20 Disposed 109123 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-09-02 Employee Stock Option (Right to Buy) $51.76 M 7242 Disposed 2021-02-18 Common Stock (7242.0) Direct
2020-09-02 Employee Stock Option (Right to Buy) $51.76 M 9658 Disposed 2021-02-18 Common Stock (9658.0) Direct

Footnotes

F1: Amount reported includes shares subject to unvested Restricted Stock Units.

F2: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $355.12 to $356.10, inclusive.

F3: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $356.18 to $356.21, inclusive.

F4: 33.3% of the stock options vested on 2/18/15, 2/18/16, and 2/18/17.