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LAM RESEARCH CORP — Director's Dealing 2020
Oct 14, 2020
29803_dirs_2020-10-14_118844e5-0ef2-4207-9cb0-ae1f8ba1a4b4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LAM RESEARCH CORP (LRCX)
CIK: 0000707549
Period of Report: 2020-10-12
Reporting Person: ARCHER TIMOTHY (President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-12 | Common Stock | M | 15540 | $119.67 | Acquired | 111631 | Direct |
| 2020-10-12 | Common Stock | S | 15540 | $370 | Disposed | 96091 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-10-12 | Employee Stock Option (Right to Buy) | $119.67 | M | 15540 | Disposed | 2024-03-01 | Common Stock (15540.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4678.626 | Indirect |
| Common Stock | 552.564 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2020.
F2: The amount reported includes shares subject to unvested Restricted Stock Units.
F3: This stock option became exercisable in three equal installments on 3/1/2018, 3/1/2019 and 3/1/2020.
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