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LAM RESEARCH CORP — Director's Dealing 2020
Nov 10, 2020
29803_dirs_2020-11-10_ef77d523-28b3-48ff-95d7-a79d3dfd1f82.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LAM RESEARCH CORP (LRCX)
CIK: 0000707549
Period of Report: 2020-11-06
Reporting Person: ARCHER TIMOTHY (President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-06 | Common Stock | F | 175 | $409.42 | Disposed | 95916 | Direct |
| 2020-11-09 | Common Stock | M | 14762 | $145.73 | Acquired | 110678 | Direct |
| 2020-11-09 | Common Stock | S | 14762 | $425 | Disposed | 95916 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-09 | Common Stock | $145.73 | M | 14762 | Acquired | 2025-12-06 | Common Stock (14762.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4694.624 | Indirect |
| Common Stock | 554.437 | Indirect |
Footnotes
F1: Represents the number of shares that were automatically withheld upon vesting of restricted stock units to satisfy tax withholding obligations.
F2: The amount reported includes shares subject to unvested Restricted Stock Units.
F3: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2020.
F4: This stock option becomes exercisable over four years, a quarter on the one-year anniversary of the grant date and the remainder on a pro-rated basis on the 6th day of every month thereafter for the next 36 months.