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LAM RESEARCH CORP Director's Dealing 2020

Nov 10, 2020

29803_dirs_2020-11-10_ef77d523-28b3-48ff-95d7-a79d3dfd1f82.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LAM RESEARCH CORP (LRCX)
CIK: 0000707549
Period of Report: 2020-11-06

Reporting Person: ARCHER TIMOTHY (President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-11-06 Common Stock F 175 $409.42 Disposed 95916 Direct
2020-11-09 Common Stock M 14762 $145.73 Acquired 110678 Direct
2020-11-09 Common Stock S 14762 $425 Disposed 95916 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-11-09 Common Stock $145.73 M 14762 Acquired 2025-12-06 Common Stock (14762.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 4694.624 Indirect
Common Stock 554.437 Indirect

Footnotes

F1: Represents the number of shares that were automatically withheld upon vesting of restricted stock units to satisfy tax withholding obligations.

F2: The amount reported includes shares subject to unvested Restricted Stock Units.

F3: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2020.

F4: This stock option becomes exercisable over four years, a quarter on the one-year anniversary of the grant date and the remainder on a pro-rated basis on the 6th day of every month thereafter for the next 36 months.