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LAM RESEARCH CORP — Director's Dealing 2019
Dec 12, 2019
29803_dirs_2019-12-12_1d1dbf02-802b-4279-83b9-573fb3f1105e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LAM RESEARCH CORP (LRCX)
CIK: 0000707549
Period of Report: 2019-12-11
Reporting Person: LORD PATRICK J (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-11 | Common Stock | S | 287 | $268.75 | Disposed | 7407 | Direct |
| 2019-12-11 | Common Stock | M | 1333 | $190.07 | Acquired | 8740 | Direct |
| 2019-12-11 | Common Stock | S | 1333 | $268.75 | Disposed | 7407 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-12-11 | Employee Stock Option (Right to Buy) | $190.07 | M | 1333 | Disposed | 2025-03-01 | Common Stock (1333.0) | Direct |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 Plan.
F2: Amount reported includes shares subject to unvested Restricted Stock Units.
F3: 33.3% of the stock options will vest on 3/1/19, 3/1/20, and 3/1/21.
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