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LAM RESEARCH CORP Director's Dealing 2019

Dec 12, 2019

29803_dirs_2019-12-12_1d1dbf02-802b-4279-83b9-573fb3f1105e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LAM RESEARCH CORP (LRCX)
CIK: 0000707549
Period of Report: 2019-12-11

Reporting Person: LORD PATRICK J (Senior Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-12-11 Common Stock S 287 $268.75 Disposed 7407 Direct
2019-12-11 Common Stock M 1333 $190.07 Acquired 8740 Direct
2019-12-11 Common Stock S 1333 $268.75 Disposed 7407 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-12-11 Employee Stock Option (Right to Buy) $190.07 M 1333 Disposed 2025-03-01 Common Stock (1333.0) Direct

Footnotes

F1: This transaction was effected pursuant to a Rule 10b5-1 Plan.

F2: Amount reported includes shares subject to unvested Restricted Stock Units.

F3: 33.3% of the stock options will vest on 3/1/19, 3/1/20, and 3/1/21.