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LAM RESEARCH CORP — Director's Dealing 2018
Mar 9, 2018
29803_dirs_2018-03-09_aa3ff10d-ab2c-4e06-baa6-300b49c64f96.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LAM RESEARCH CORP (LRCX)
CIK: 0000707549
Period of Report: 2018-03-07
Reporting Person: Gottscho Richard A (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-07 | Common Stock | M | 3722 | $80.60 | Acquired | 63945 | Direct |
| 2018-03-07 | Common Stock | M | 9403 | $75.57 | Acquired | 73348 | Direct |
| 2018-03-07 | Common Stock | M | 3741 | $119.67 | Acquired | 77089 | Direct |
| 2018-03-07 | Common Stock | S | 16866 | $210.02 | Disposed | 60223 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-07 | Employee Stock Option (Right to Buy) | $80.6 | M | 3722 | Disposed | 2022-02-11 | Common Stock (3722.0) | Direct |
| 2018-03-07 | Employee Stock Option (Right to Buy) | $75.57 | M | 9403 | Disposed | 2023-03-01 | Common Stock (9403.0) | Direct |
| 2018-03-07 | Employee Stock Option (Right to Buy) | $119.67 | M | 3741 | Disposed | 2024-03-01 | Common Stock (3741.0) | Direct |
Footnotes
F1: Shares exercised pursuant to 10b5-1 Trading Plan.
F2: Amount reported includes shares subject to unvested Restricted Stock Units.
F3: Shares sold pursuant to 10b5-1 Trading Plan.
F4: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $210.00 to $210.14, inclusive.
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