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LAM RESEARCH CORP Director's Dealing 2018

Mar 23, 2018

29803_dirs_2018-03-23_dd4adad8-7ef7-451f-a3a4-5ebb68dfdbf4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: LAM RESEARCH CORP (LRCX)
CIK: 0000707549
Period of Report: 2018-03-21

Reporting Person: ARCHER TIMOTHY (President and COO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-03-21 Common Stock M 11574 $75.57 Acquired 92540 Direct
2018-03-21 Common Stock S 16200 $221.40 Disposed 76340 Direct
2018-03-21 Common Stock S 374 $222.06 Disposed 75966 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-03-21 Employee Stock Option (Right to Buy) $75.57 M 11574 Disposed 2023-03-01 Common Stock (11574.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 4437.072 Indirect
Common Stock 524.262 Indirect

Footnotes

F1: Shares exercised pursuant to 10b5-1 Trading Plan.

F2: Amount reported includes shares subject to unvested Restricted Stock Units.

F3: Shares sold pursuant to 10b5-1 Trading Plan.

F4: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $221.00 to $221.99, inclusive.

F5: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $222.00 to $222.17, inclusive.

F6: On 3/1/2016, the reporting person was granted stock options with a graded vesting schedule in which one-third of the total grant vests on 3/1/2017, 3/1/2018, and 3/1/2019.