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LAM RESEARCH CORP — Director's Dealing 2018
Mar 23, 2018
29803_dirs_2018-03-23_dd4adad8-7ef7-451f-a3a4-5ebb68dfdbf4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LAM RESEARCH CORP (LRCX)
CIK: 0000707549
Period of Report: 2018-03-21
Reporting Person: ARCHER TIMOTHY (President and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-21 | Common Stock | M | 11574 | $75.57 | Acquired | 92540 | Direct |
| 2018-03-21 | Common Stock | S | 16200 | $221.40 | Disposed | 76340 | Direct |
| 2018-03-21 | Common Stock | S | 374 | $222.06 | Disposed | 75966 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-21 | Employee Stock Option (Right to Buy) | $75.57 | M | 11574 | Disposed | 2023-03-01 | Common Stock (11574.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4437.072 | Indirect |
| Common Stock | 524.262 | Indirect |
Footnotes
F1: Shares exercised pursuant to 10b5-1 Trading Plan.
F2: Amount reported includes shares subject to unvested Restricted Stock Units.
F3: Shares sold pursuant to 10b5-1 Trading Plan.
F4: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $221.00 to $221.99, inclusive.
F5: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $222.00 to $222.17, inclusive.
F6: On 3/1/2016, the reporting person was granted stock options with a graded vesting schedule in which one-third of the total grant vests on 3/1/2017, 3/1/2018, and 3/1/2019.