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LAM RESEARCH CORP — Director's Dealing 2017
Nov 21, 2017
29803_dirs_2017-11-21_0d700d9b-384f-485d-b4da-ad3878dbe91e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LAM RESEARCH CORP (LRCX)
CIK: 0000707549
Period of Report: 2017-11-17
Reporting Person: Anstice Martin B (President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-17 | Common Stock | M | 18834 | $51.76 | Acquired | 142091 | Direct |
| 2017-11-17 | Common Stock | M | 3121 | $51.76 | Acquired | 145212 | Direct |
| 2017-11-17 | Common Stock | S | 18834 | $211.16 | Disposed | 126378 | Direct |
| 2017-11-17 | Common Stock | S | 3121 | $211.16 | Disposed | 123257 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-17 | Employee Stock Option (Right to Buy) | $51.76 | M | 18834 | Disposed | 2021-02-18 | Common Stock (18834.0) | Direct |
| 2017-11-17 | Employee Stock Option (Right to Buy) | $51.76 | M | 3121 | Disposed | 2021-02-18 | Common Stock (3121.0) | Direct |
Footnotes
F1: Amount reported includes shares subject to unvested Restricted Stock Units.
F2: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $211.00 to $211.44, inclusive.
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