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LAM RESEARCH CORP — Director's Dealing 2017
Nov 22, 2017
29803_dirs_2017-11-22_a47b5a08-5903-43e6-9c7f-0eed5148a13b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LAM RESEARCH CORP (LRCX)
CIK: 0000707549
Period of Report: 2017-11-20
Reporting Person: Anstice Martin B (President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-20 | Common Stock | M | 21993 | $51.76 | Acquired | 145250 | Direct |
| 2017-11-20 | Common Stock | D | 600 | $212.43 | Disposed | 144650 | Direct |
| 2017-11-20 | Common Stock | D | 3900 | $213.62 | Disposed | 140750 | Direct |
| 2017-11-20 | Common Stock | D | 18954 | $214.75 | Disposed | 121796 | Direct |
| 2017-11-20 | Common Stock | D | 12759 | $215.52 | Disposed | 109037 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-20 | Employee Stock Option (Right to Buy) | $51.76 | M | 21993 | Disposed | 2021-02-18 | Common Stock (21993.0) | Direct |
Footnotes
F1: Amount reported includes shares subject to unvested Restricted Stock Units.
F2: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $212.05 to $212.96, inclusive.
F3: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $213.10 to 214.03, inclusive.
F4: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $214.15 to $215.14, inclusive.
F5: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $215.16 to $216.09, inclusive.
F6: On 2/18/2014, the reporting person was granted stock options with a graded vesting schedule in which one-third of the total grant vested on each of 2/18/2015, 2/18/2016 and 2/18/2017.