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LAM RESEARCH CORP — Director's Dealing 2016
Oct 11, 2016
29803_dirs_2016-10-11_f1f10504-e3a8-4d22-9889-d009405a86d9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LAM RESEARCH CORP (LRCX)
CIK: 0000707549
Period of Report: 2016-10-06
Reporting Person: Gottscho Richard A (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-10-06 | Common Stock | S | 6189 | $98.85 | Disposed | 71258 | Direct |
| 2016-10-06 | Common Stock | M | 36522 | $42.61 | Acquired | 107780 | Direct |
| 2016-10-06 | Common Stock | S | 36522 | $98.85 | Disposed | 71258 | Direct |
| 2016-10-06 | Common Stock | M | 4829 | $51.76 | Acquired | 76087 | Direct |
| 2016-10-06 | Common Stock | S | 4829 | $98.85 | Disposed | 71258 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-10-06 | Employee Stock Option (Right to Buy) | $42.61 | M | 36522 | Disposed | 2020-02-08 | Common Stock (36522.0) | Direct |
| 2016-10-06 | Employee Stock Option (Right to Buy) | $51.76 | M | 4829 | Disposed | 2021-02-18 | Common Stock (4829.0) | Direct |
Footnotes
F1: Shares sold pursuant to 10b5-1 Trading Plan.
F2: Amount reported includes shares subject to unvested Restricted Stock Units.
F3: Shares exercised pursuant to 10b5-1 Trading Plan
F4: 33.3% of the stock options will vest on 2/18/15, 2/18/16 and 2/18/17.
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