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LAM RESEARCH CORP — Director's Dealing 2015
Feb 13, 2015
29803_dirs_2015-02-13_5a3f0b86-7d30-4f68-bea3-f5c16c76ca03.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LAM RESEARCH CORP (LRCX)
CIK: 0000707549
Period of Report: 2015-02-11
Reporting Person: Gottscho Richard A (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-11 | Common Stock | A | 14888 | — | Acquired | 66540 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-11 | Employee Stock Option (Right to Buy) | $80.6 | A | 11166 | Acquired | 2022-02-11 | Common Stock (11166) | Direct |
| 2015-02-11 | Market-based Performance Restricted Stock Unit | $0 | A | 18610 | Acquired | Common Stock (18610) | Direct |
Footnotes
F1: 33.3% of the RSUs will vest on 2/11/16, 2/11/17, and 2/11/18.
F2: Amount reported includes shares subject to unvested Restricted Stock Units.
F3: 33.3% of the stock options will vest on 2/11/16, 2/11/17, and 2/11/18.
F4: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/11/18. The performance of these awards is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/2/15 to 2/2/18.