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LAM RESEARCH CORP — Director's Dealing 2015
Jul 28, 2015
29803_dirs_2015-07-28_c7e522e1-9357-4a67-a442-43b1ac3f6057.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: LAM RESEARCH CORP (LRCX)
CIK: 0000707549
Period of Report: 2015-02-19
Reporting Person: Bettinger Douglas R (EVP, Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-19 | Common Stock | S | 1540 | $81.67 | Disposed | 41225 | Direct |
| 2015-02-19 | Common Stock | M | 3974 | $51.76 | Acquired | 45199 | Direct |
| 2015-02-19 | Common Stock | S | 3974 | $81.67 | Disposed | 41225 | Direct |
| 2015-02-19 | Common Stock | M | 855 | $51.76 | Acquired | 42080 | Direct |
| 2015-02-19 | Common Stock | M | 8205 | $42.41 | Acquired | 50285 | Direct |
| 2015-02-20 | Common Stock | S | 427 | $82.92 | Disposed | 49858 | Direct |
| 2015-02-20 | Common Stock | S | 4102 | $82.92 | Disposed | 45756 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-19 | Employee Stock Option (Right to Buy) | $51.76 | M | 3974 | Acquired | 2021-02-18 | Common Stock (3974) | Direct |
| 2015-02-19 | Employee Stock Option (Right to Buy) | $51.76 | M | 855 | Acquired | 2021-02-18 | Common Stock (855) | Direct |
| 2015-02-19 | Employee Stock Option (Right to Buy) | $42.41 | M | 8205 | Acquired | 2020-03-11 | Common Stock (8205) | Direct |
Footnotes
F1: Amount reported includes shares subject to unvested Restricted Stock Units.
F2: This Form 4/A is being filed solely to correct clerical errors in the entries in Column 5 of Table I of Mr. Bettinger's Form 4 filed on February 23, 2015.
F3: Shares sold pursuant to 10b5-1 Trading Plan.
F4: 33.3% of the stock options will vest on 2/18/15, 2/18/16, and 2/18/17.
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