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LAM RESEARCH CORP — Director's Dealing 2013
Jul 15, 2013
29803_dirs_2013-07-15_a0b68b62-6b83-4dcc-a2a0-d1c34ed92c88.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LAM RESEARCH CORP (LRCX)
CIK: 0000707549
Period of Report: 2013-07-11
Reporting Person: ARCHER TIMOTHY (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-11 | Common Stock | M | 33750 | $24.43 | Acquired | 0 | Direct |
| 2013-07-11 | Common Stock | S | 33750 | $50.003 | Disposed | 0 | Direct |
| 2013-07-11 | Common Stock | M | 38390 | $23.25 | Acquired | 0 | Direct |
| 2013-07-11 | Common Stock | S | 38390 | $50.03 | Disposed | 0 | Direct |
| 2013-07-11 | Common Stock | M | 38292 | $22.01 | Acquired | 0 | Direct |
| 2013-07-11 | Common Stock | S | 38292 | $50.021 | Disposed | 0 | Direct |
| 2013-07-11 | Common Stock | S | 20000 | $50.026 | Disposed | 0 | Direct |
| 2013-07-12 | Common Stock | M | 6708 | $22.01 | Acquired | 0 | Direct |
| 2013-07-12 | Common Stock | S | 6708 | $50.012 | Disposed | 0 | Direct |
| 2013-07-12 | Common Stock | M | 17860 | $23.25 | Acquired | 0 | Direct |
| 2013-07-12 | Common Stock | S | 17860 | $50.023 | Disposed | 162056 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-11 | Stock Option (right to buy) | $24.43 | M | 33750 | Disposed | 2014-12-16 | Common Stock (33750) | Direct |
| 2013-07-11 | Stock Option (right to buy) | $22.01 | M | 38292 | Disposed | 2015-12-15 | Common Stock (38292) | Direct |
| 2013-07-11 | Stock Option (right to buy) | $23.25 | M | 38390 | Disposed | 2017-12-13 | Common Stock (38390) | Direct |
| 2013-07-12 | Stock Option (right to buy) | $22.01 | M | 6708 | Disposed | 2015-12-15 | Common Stock (6708) | Direct |
| 2013-07-12 | Stock Option (right to buy) | $23.25 | M | 17860 | Disposed | 2017-12-13 | Common Stock (17860) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4227 | Indirect |
| Common Stock | 500 | Indirect |
Footnotes
F1: The option vested 25% annually from 12/16/05 - 12/16/08.
F2: The option vested 25% annually from 12/15/06 - 12/15/09.
F3: The option vested 25% annually from 12/13/08 - 12/13/11.
F4: Shares sold pursuant to 10b5-1 Trading Plan.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 - $50.02, inclusive.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 - $50.13, inclusive.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 - $50.15, inclusive.
F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 - $50.04, inclusive.
F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 - $50.19, inclusive.