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LAM RESEARCH CORP — Director's Dealing 2013
Oct 28, 2013
29803_dirs_2013-10-28_fdce56dc-bbc6-4230-b77a-9214de22bb68.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LAM RESEARCH CORP (LRCX)
CIK: 0000707549
Period of Report: 2013-10-24
Reporting Person: ARCHER TIMOTHY (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-10-24 | Common Stock | M | 73125 | $29.68 | Acquired | 0 | Direct |
| 2013-10-24 | Common Stock | S | 73125 | $55.12 | Disposed | 162358 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-10-24 | Stock Option (right to buy) | $29.68 | M | 73125 | Disposed | 2016-12-14 | Common Stock (73125) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4227 | Indirect |
| Common Stock | 500 | Indirect |
Footnotes
F1: Shares sold pursuant to 10b5-1 Trading Plan.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactons at prices ranging from $55.12 - $55.132, inclusive.
F3: Amount reported includes shares subject to unvested Restricted Stock Units.
F4: The option vested 25% annually from 12/14/07 - 12/14/10.
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