Ladder Capital Corp — Director's Dealing 2021

Jun 3, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Ladder Capital Corp (LADR)
CIK: 0001577670
Period of Report: 2021-06-01

Reporting Person: Harris Brian (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-06-01	Class A Common Stock	S	2205	$11.9607	Disposed	607101	Direct
2021-06-02	Class A Common Stock	S	7026	$11.9601	Disposed	600075	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	4793623	Indirect
Class A Common Stock	400540	Indirect
Class A Common Stock	1020084	Indirect

Footnotes

F1: The sales reported in this row were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2021.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.960 to $11.965, inclusive. The reporting person undertakes to provide to Ladder Capital Corp, any security holder of Ladder Capital Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The Reporting Person disclaims beneficial ownership of these shares, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

F4: Shares held directly by the Betsy A. Harris 2012 Family Trust, of which Mr. Harris is the trustee.