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L3HARRIS TECHNOLOGIES, INC. /DE/ Director's Dealing 2023

Feb 28, 2023

29993_dirs_2023-02-28_3675f2d9-295d-4371-a906-c68cbe113048.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: L3HARRIS TECHNOLOGIES, INC. /DE/ (LHX)
CIK: 0000202058
Period of Report: 2023-02-24

Reporting Person: MIKUEN SCOTT T (Sr VP-General Counsel & Secy)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-02-24 Common Stock, Par Value $1.00 M 3987 $0.00 Acquired 48763.71 Direct
2023-02-24 Common Stock, Par Value $1.00 F 971 $210.15 Disposed 47792.71 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-02-24 Performance Stock Units $0.00 M 3667 Disposed Common Stock, Par Value $1.00 (3667) Direct
2023-02-24 Non-Qualified Stock Option (Right to Buy) $210.15 A 7755 Acquired 2033-02-24 Common Stock, Par Value $1.00 (7755) Direct
2023-02-24 Restricted Stock Units $0.00 A 2023 Acquired Common Stock, Par Value $1.00 (2023) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, Par Value $1.00 8971 Indirect

Footnotes

F1: Settlement of performance stock units granted on 2/28/2020 (previously reported) in shares of common stock following the end of the 3-year performance period. Includes 320 shares earned in excess of the amount previously reported as performance stock units based on the performance stock unit payout formula.

F2: Includes 42.15 shares acquired through the Issuer's retirement plan since last reported by the reporting person based on information provided by the plan's administrator as of 12/31/2022.

F3: Shares withheld by the Issuer to pay tax liability on the settlement of performance stock units.

F4: Award of performance stock units that vested on 12/30/2022 following the end of the 3-year performance period and were settled in shares of common stock on 2/24/2023 based on the performance stock unit payout formula.

F5: Options to purchase shares of common stock generally vest ratably on 2/24/2024, 2/24/2025, and 2/24/2026 and remain exercisable, subject to continued employment (with certain exceptions) and the terms and conditions of the stock option award agreement.

F6: Award of restricted stock units subject to future vesting on 2/24/2026, subject to continued employment (with certain exceptions) and the terms and conditions of the restricted unit award agreement. Each restricted stock unit represents a contingent right to receive 1 share of common stock, with vested units settled in shares common stock. Does not include performance stock units granted on 2/24/2023, which vest solely upon achievement of pre-established performance goals over a 3 year performance period.