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L3HARRIS TECHNOLOGIES, INC. /DE/ — Director's Dealing 2023
Apr 5, 2023
29993_dirs_2023-04-05_59147fe3-60bf-4351-abf3-59532e13de5a.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: L3HARRIS TECHNOLOGIES, INC. /DE/ (LHX)
CIK: 0000202058
Period of Report: 2023-04-03
Reporting Person: Rakita Melanie (Vice President & CHRO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, Par Value $1.00 | 737 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy) | $197.73 | 2030-02-28 | Common Stock, Par Value $1.00 (1813) | Direct | |
| Non-Qualified Stock Option (Right to Buy) | $181.91 | 2031-02-26 | Common Stock, Par Value $1.00 (1631) | Direct | |
| Non-Qualified Stock Option (Right to Buy) | $233.51 | 2032-02-25 | Common Stock, Par Value $1.00 (1273) | Direct | |
| Non-Qualified Stock Option (Right to Buy) | $210.15 | 2033-02-24 | Common Stock, Par Value $1.00 (1300) | Direct | |
| Restricted Stock Units | $0.00 | Common Stock, Par Value $1.00 (1787) | Direct | ||
| Restricted Stock Units | $0.00 | Common Stock, Par Value $1.00 (378) | Direct | ||
| Restricted Stock Units | $0.00 | Common Stock, Par Value $1.00 (3000) | Direct | ||
| Restricted Stock Units | $0.00 | Common Stock, Par Value $1.00 (295) | Direct | ||
| Restricted Stock Units | $0.00 | Common Stock, Par Value $1.00 (340) | Direct |
Footnotes
F1: Options to purchase shares of Issuer's common stock, subject to continued employment (with certain exceptions) and the terms and conditions of the stock option award agreement.
F2: Options to purchase shares of Issuer's common stock, 543 of which became exercisable on 2/26/2022, 544 of which became exercisable on 2/26/2023 and 544 of which become exercisable on 2/26/2024, subject to continued employment (with certain exceptions) and the terms and conditions of the stock option award agreement.
F3: Options to purchase shares of Issuer's common stock, 424 of which became exercisable on 2/25/2023, 424 of which become exercisable on 2/25/2024 and 425 of which become exercisable on 2/25/2025, subject to continued employment (with certain exceptions) and the terms and conditions of the stock option award agreement.
F4: Options to purchase shares of Issuer's common stock, 433 of which become exercisable on 2/24/2024, 433 of which become exercisable on 2/24/2025 and 433 of which become exercisable on 2/24/2026, subject to continued employment (with certain exceptions) and the terms and conditions of the stock option award agreement.
F5: Award of restricted stock units, which vest subject to continued employment (with certain exceptions) and the terms and conditions of the restricted unit award agreement. Each restricted stock unit represents a contingent right to receive 1 share of common stock, with vested units settled in shares common stock.
F6: Award of restricted stock units, of which one-half vests on 2/1/2025 and one-half vests on 2/1/2026, subject to continued employment (with certain exceptions) and the terms and conditions of the restricted unit award agreement. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.