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L3HARRIS TECHNOLOGIES, INC. /DE/ — Director's Dealing 2023
Aug 7, 2023
29993_dirs_2023-08-07_a39d87e7-4479-4e43-b3ea-85776434c339.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: L3HARRIS TECHNOLOGIES, INC. /DE/ (LHX)
CIK: 0000202058
Period of Report: 2023-07-28
Reporting Person: NIEBERGALL ROSS (President, Aerojet Rocketdyne)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, Par Value $1.00 | 14773.53 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy) | $119.66 | 2027-08-25 | Common Stock, Par Value $1.00 (3250) | Direct | |
| Non-Qualified Stock Option (Right to Buy) | $163.23 | 2028-08-24 | Common Stock, Par Value $1.00 (3004) | Direct | |
| Non-Qualified Stock Option (Right to Buy) | $204.85 | 2029-08-01 | Common Stock, Par Value $1.00 (17354) | Direct | |
| Non-Qualified Stock Option (Right to Buy) | $197.73 | 2030-02-28 | Common Stock, Par Value $1.00 (5437) | Direct | |
| Non-Qualified Stock Option (Right to Buy) | $181.91 | 2031-02-26 | Common Stock, Par Value $1.00 (8895) | Direct | |
| Non-Qualified Stock Option (Right to Buy) | $233.51 | 2032-02-25 | Common Stock, Par Value $1.00 (6942) | Direct | |
| Non-Qualified Stock Option (Right to Buy) | $210.15 | 2033-02-24 | Common Stock, Par Value $1.00 (6842) | Direct | |
| Restricted Stock Units | $0.00 | Common Stock, Par Value $1.00 (2062) | Direct | ||
| Restricted Stock Units | $0.00 | Common Stock, Par Value $1.00 (1606) | Direct | ||
| Restricted Stock Units | $0.00 | Common Stock, Par Value $1.00 (1785) | Direct |
Footnotes
F1: Options to purchase shares of the Issuer's common stock, subject to continued employment (with certain exceptions) and the terms and conditions of the stock option award agreement.
F2: Options to purchase shares of the Issuer's common stock, 2,965 of which became exercisable on 2/26/2022, 2,965 of which became exercisable on 2/26/2023 and 2,965 of which become exercisable on 2/26/2024, subject to continued employment (with certain exceptions) and the terms and conditions of the stock option award agreement.
F3: Options to purchase shares of the Issuer's common stock, 2,314 of which became exercisable on 2/25/2023, 2,314 of which become exercisable on 2/25/2024 and 2,314 of which become exercisable on 2/25/2025, subject to continued employment (with certain exceptions) and the terms and conditions of the stock option award agreement.
F4: Options to purchase shares of the Issuer's common stock, 2,280 of which become exercisable on 2/24/2024, 2,281 of which become exercisable on 2/24/2025 and 2,281 of which become exercisable on 2/24/2026, subject to continued employment (with certain exceptions) and the terms and conditions of the stock option award agreement.
F5: Restricted stock units vest subject to continued employment (with certain exceptions) and the terms and conditions of the restricted unit award agreement. Each restricted stock unit represents a contingent right to receive 1 share of common stock, with vested units settled in shares common stock.