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L3HARRIS TECHNOLOGIES, INC. /DE/ — Director's Dealing 2021
Jun 9, 2021
29993_dirs_2021-06-09_550068a5-da48-4d50-8387-3438c95f1744.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: L3HARRIS TECHNOLOGIES, INC. /DE/ (LHX)
CIK: 0000202058
Period of Report: 2021-06-07
Reporting Person: Brown William M (Director, Chair and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-07 | Common Stock, Par Value $1.00 | M | 88950 | $56.97 | Acquired | 456464.66 | Direct |
| 2021-06-07 | Common Stock, Par Value $1.00 | S | 52414 | $218.42 | Disposed | 404050.66 | Direct |
| 2021-06-07 | Common Stock, Par Value $1.00 | S | 11429 | $219.29 | Disposed | 392621.66 | Direct |
| 2021-06-07 | Common Stock, Par Value $1.00 | S | 11490 | $220.32 | Disposed | 381131.66 | Direct |
| 2021-06-07 | Common Stock, Par Value $1.00 | S | 3733 | $221.37 | Disposed | 377398.66 | Direct |
| 2021-06-07 | Common Stock, Par Value $1.00 | S | 9884 | $222.14 | Disposed | 367514.66 | Direct |
| 2021-06-07 | Common Stock, Par Value $1.00 | S | 17345 | $218.41 | Disposed | 350169.66 | Direct |
| 2021-06-07 | Common Stock, Par Value $1.00 | S | 4066 | $219.31 | Disposed | 346103.66 | Direct |
| 2021-06-07 | Common Stock, Par Value $1.00 | S | 3990 | $220.38 | Disposed | 342113.66 | Direct |
| 2021-06-07 | Common Stock, Par Value $1.00 | S | 1241 | $221.20 | Disposed | 340872.66 | Direct |
| 2021-06-07 | Common Stock, Par Value $1.00 | S | 3711 | $222.12 | Disposed | 337161.66 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-07 | Non-Qualified Stock Option (Right to Buy) | $56.97 | M | 88950 | Disposed | 2023-08-23 | Common Stock, Par Value $1.00 (88950) | Direct |
Footnotes
F1: Reported option exercise and sales of underlying shares were executed under a plan adopted by reporting person on May 3, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
F2: Includes 70.94 shares acquired through Issuer's retirement plan for quarters ended January 3, 2020 through April 2, 2021.
F3: Reflects weighted average sale price (prices actually received ranged from $217.79 to $218.78). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F4: Reflects weighted average sale price (prices actually received ranged from $218.79 to $219.78). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F5: Reflects weighted average sale price (prices actually received ranged from $219.84 to $220.83). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F6: Reflects weighted average sale price (prices actually received ranged from $220.87 to $221.83). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F7: Reflects weighted average sale price (prices actually received ranged from $221.87 to $222.69). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F8: Reported sales of shares were executed under a plan adopted by reporting person on May 7, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
F9: Reflects weighted average sale price (prices actually received ranged from $218.79 to $219.74). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F10: Reflects weighted average sale price (prices actually received ranged from $219.84 to $220.82). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F11: Reflects weighted average sale price (prices actually received ranged from $220.87 to $221.85). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.