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L3HARRIS TECHNOLOGIES, INC. /DE/ — Director's Dealing 2021
Sep 9, 2021
29993_dirs_2021-09-09_4bc1b8fa-2160-4931-80eb-8f562454dc70.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: L3HARRIS TECHNOLOGIES, INC. /DE/ (LHX)
CIK: 0000202058
Period of Report: 2021-09-07
Reporting Person: Brown William M (Director, Executive Chair)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-07 | Common Stock, Par Value $1.00 | M | 85162 | $71.02 | Acquired | 293776.28 | Direct |
| 2021-09-07 | Common Stock, Par Value $1.00 | S | 25761 | $229.07 | Disposed | 268015.28 | Direct |
| 2021-09-07 | Common Stock, Par Value $1.00 | S | 45672 | $230.14 | Disposed | 222343.28 | Direct |
| 2021-09-07 | Common Stock, Par Value $1.00 | S | 13729 | $230.75 | Disposed | 208614.28 | Direct |
| 2021-09-08 | Common Stock, Par Value $1.00 | M | 35518 | $71.02 | Acquired | 244132.28 | Direct |
| 2021-09-08 | Common Stock, Par Value $1.00 | S | 28784 | $229.96 | Disposed | 215348.28 | Direct |
| 2021-09-08 | Common Stock, Par Value $1.00 | S | 6734 | $230.56 | Disposed | 208614.28 | Direct |
| 2021-09-08 | Common Stock, Par Value $1.00 | M | 49644 | $77.54 | Acquired | 258258.28 | Direct |
| 2021-09-08 | Common Stock, Par Value $1.00 | S | 19480 | $229.99 | Disposed | 238778.28 | Direct |
| 2021-09-08 | Common Stock, Par Value $1.00 | S | 26332 | $230.65 | Disposed | 212446.28 | Direct |
| 2021-09-08 | Common Stock, Par Value $1.00 | S | 3832 | $231.50 | Disposed | 208614.28 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-07 | Non-Qualified Stock Option (Right to Buy) | $71.02 | M | 85162 | Disposed | 2024-08-23 | Common Stock, Par Value $1.00 (85162) | Direct |
| 2021-09-08 | Non-Qualified Stock Option (Right to Buy) | $71.02 | M | 35518 | Disposed | 2024-08-23 | Common Stock, Par Value $1.00 (35518) | Direct |
| 2021-09-08 | Non-Qualified Stock Option (Right to Buy) | $77.54 | M | 49644 | Disposed | 2025-08-28 | Common Stock, Par Value $1.00 (49644) | Direct |
Footnotes
F1: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
F2: Reflects weighted average sale price (prices actually received ranged from $228.55 to $229.54). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F3: Reflects weighted average sale price (prices actually received ranged from $229.55 to $230.54). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F4: Reflects weighted average sale price (prices actually received ranged from $230.55 to $231.19). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F5: Reflects weighted average sale price (prices actually received ranged from $229.41 to $230.39). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F6: Reflects weighted average sale price (prices actually received ranged from $230.41 to $230.94). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F7: Reflects weighted average sale price (prices actually received ranged from $229.26 to $230.25). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F8: Reflects weighted average sale price (prices actually received ranged from $230.26 to $231.24). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F9: Reflects weighted average sale price (prices actually received ranged from $231.26 to $231.89). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.