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L3HARRIS TECHNOLOGIES, INC. /DE/ — Director's Dealing 2020
Feb 12, 2020
29993_dirs_2020-02-12_afeaa9d9-42f6-4a45-800a-fe28146c3abb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: L3HARRIS TECHNOLOGIES, INC. /DE/ (LHX)
CIK: 0000202058
Period of Report: 2020-02-10
Reporting Person: Brown William M (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-10 | Common Stock, Par Value $1.00 | M | 65000 | $46.53 | Acquired | 432443.29 | Direct |
| 2020-02-10 | Common Stock, Par Value $1.00 | S | 33010 | $228.10 | Disposed | 399433.29 | Direct |
| 2020-02-10 | Common Stock, Par Value $1.00 | S | 20422 | $228.64 | Disposed | 379011.29 | Direct |
| 2020-02-10 | Common Stock, Par Value $1.00 | S | 10668 | $230.08 | Disposed | 368343.29 | Direct |
| 2020-02-10 | Common Stock, Par Value $1.00 | S | 900 | $230.65 | Disposed | 367443.29 | Direct |
| 2020-02-11 | Common Stock, Par Value $1.00 | M | 65000 | $46.53 | Acquired | 432443.29 | Direct |
| 2020-02-11 | Common Stock, Par Value $1.00 | S | 15926 | $227.61 | Disposed | 416517.29 | Direct |
| 2020-02-11 | Common Stock, Par Value $1.00 | S | 46074 | $228.24 | Disposed | 370443.29 | Direct |
| 2020-02-11 | Common Stock, Par Value $1.00 | S | 3000 | $229.27 | Disposed | 367443.72 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-10 | Non-Qualified Stock Option (Right to Buy) | $46.53 | M | 65000 | Disposed | 2022-08-24 | Common Stock, Par Value $1.00 (65000) | Direct |
| 2020-02-11 | Non-Qualified Stock Option (Right to Buy) | $46.53 | M | 65000 | Disposed | 2022-08-24 | Common Stock, Par Value $1.00 (65000) | Direct |
Footnotes
F1: The reported option exercises and sales of the underlying shares were executed pursuant to a sale plan adopted by the reporting person on December 10, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
F2: Reflects weighted average sale price (prices actually received ranged from $227.45 to $228.44). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F3: Reflects weighted average sale price (prices actually received ranged from $228.45 to $229.44). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F4: Reflects weighted average sale price (prices actually received ranged from $229.52 to $230.44). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F5: Reflects weighted average sale price (prices actually received ranged from $230.46 to $230.99). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F6: Reflects weighted average sale price (prices actually received ranged from $226.92 to $227.91). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F7: Reflects weighted average sale price (prices actually received ranged from $227.92 to $228.82). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F8: Includes 0.49 shares acquired through dividend reinvestment in Issuer's 401(k) Retirement Savings Plan (the "Plan") from 9/3/2019 through 11/21/2019 and a reduction of 0.06 to the share balance in the Plan due to rounding by the Plan's record keeper.