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L3HARRIS TECHNOLOGIES, INC. /DE/ Director's Dealing 2020

Feb 12, 2020

29993_dirs_2020-02-12_afeaa9d9-42f6-4a45-800a-fe28146c3abb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: L3HARRIS TECHNOLOGIES, INC. /DE/ (LHX)
CIK: 0000202058
Period of Report: 2020-02-10

Reporting Person: Brown William M (Director, Chairman and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-02-10 Common Stock, Par Value $1.00 M 65000 $46.53 Acquired 432443.29 Direct
2020-02-10 Common Stock, Par Value $1.00 S 33010 $228.10 Disposed 399433.29 Direct
2020-02-10 Common Stock, Par Value $1.00 S 20422 $228.64 Disposed 379011.29 Direct
2020-02-10 Common Stock, Par Value $1.00 S 10668 $230.08 Disposed 368343.29 Direct
2020-02-10 Common Stock, Par Value $1.00 S 900 $230.65 Disposed 367443.29 Direct
2020-02-11 Common Stock, Par Value $1.00 M 65000 $46.53 Acquired 432443.29 Direct
2020-02-11 Common Stock, Par Value $1.00 S 15926 $227.61 Disposed 416517.29 Direct
2020-02-11 Common Stock, Par Value $1.00 S 46074 $228.24 Disposed 370443.29 Direct
2020-02-11 Common Stock, Par Value $1.00 S 3000 $229.27 Disposed 367443.72 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-02-10 Non-Qualified Stock Option (Right to Buy) $46.53 M 65000 Disposed 2022-08-24 Common Stock, Par Value $1.00 (65000) Direct
2020-02-11 Non-Qualified Stock Option (Right to Buy) $46.53 M 65000 Disposed 2022-08-24 Common Stock, Par Value $1.00 (65000) Direct

Footnotes

F1: The reported option exercises and sales of the underlying shares were executed pursuant to a sale plan adopted by the reporting person on December 10, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2: Reflects weighted average sale price (prices actually received ranged from $227.45 to $228.44). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3: Reflects weighted average sale price (prices actually received ranged from $228.45 to $229.44). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F4: Reflects weighted average sale price (prices actually received ranged from $229.52 to $230.44). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F5: Reflects weighted average sale price (prices actually received ranged from $230.46 to $230.99). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F6: Reflects weighted average sale price (prices actually received ranged from $226.92 to $227.91). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F7: Reflects weighted average sale price (prices actually received ranged from $227.92 to $228.82). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F8: Includes 0.49 shares acquired through dividend reinvestment in Issuer's 401(k) Retirement Savings Plan (the "Plan") from 9/3/2019 through 11/21/2019 and a reduction of 0.06 to the share balance in the Plan due to rounding by the Plan's record keeper.