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L3HARRIS TECHNOLOGIES, INC. /DE/ — Director's Dealing 2020
May 22, 2020
29993_dirs_2020-05-22_f914eea5-02b4-43d2-b5de-5654e4c528b6.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: L3HARRIS TECHNOLOGIES, INC. /DE/ (LHX)
CIK: 0000202058
Period of Report: 2019-06-29
Reporting Person: KUBASIK CHRISTOPHER E (Director, Vice Chair, President and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-06-29 | Common Stock, Par Value $1.00 | A | 115855 | — | Acquired | 115860 | Direct |
Footnotes
F1: The amounts reported in the original Form 4 filed on July 2, 2019 (the "Original Form 4") incorrectly included an additional 31,792 shares due to an administrative error, which caused the reported amount of securities beneficially owned following the reported transaction to be overstated correspondingly in the Original Form 4 and a subsequent Form 4 filed on January 3, 2020.
F2: As reported in the Original Form 4, reflects shares of Common Stock, Par Value $1.00 of the Issuer ("Common Stock") acquired by the reporting person on June 29, 2019, upon completion of the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. ("L3") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018. Pursuant to the Merger Agreement, upon successful completion of the Merger, each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of Common Stock (the "Exchange Ratio"). The amount reported in the "Amount of Securities Beneficially Owned" column includes 5 shares of Common Stock previously reported by the Reporting Person on Form 3.
F3: As reported in the Original Form 4, includes 13,884 restricted stock units denominated in shares of Common Stock acquired by the reporting person on June 29, 2019, upon completion of the Merger pursuant to the Merger Agreement, which restricted stock units denominated in shares of Common Stock converted from L3 performance stock units based on the greater of the target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the Board of Directors of L3 after consultation with the Issuer). These restricted stock units will vest through the last day of the original performance period applicable to the L3 performance stock units, subject to Reporting Person's continued employment.
F4: As reported in the Original Form 4, includes 31,792 restricted stock awards of Common Stock acquired by the reporting person on June 29, 2019, upon completion of the Merger pursuant to the Merger Agreement. These restricted stock awards vest on 12/14/2021.