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L3HARRIS TECHNOLOGIES, INC. /DE/ — Director's Dealing 2019
Jul 2, 2019
29993_dirs_2019-07-02_7fbdd2a9-6f6d-43b1-976a-75ac2ca9bee4.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: L3HARRIS TECHNOLOGIES, INC. /DE/ (LHX)
CIK: 0000202058
Period of Report: 2019-06-29
Reporting Person: GIRARD JAMES P (Vice President, HR)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, Par Value $1.00 | 0 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy) | $71.02 | 2024-08-22 | Common Stock, Par Value $1.00 (4750) | Direct | |
| Non-Qualified Stock Option (Right to Buy) | $79.70 | 2025-06-01 | Common Stock, Par Value $1.00 (17320) | Direct | |
| Non-Qualified Stock Option (Right to Buy) | $77.54 | 2025-08-28 | Common Stock, Par Value $1.00 (12890) | Direct | |
| Non-Qualified Stock Option (Right to Buy) | $90.84 | 2026-08-26 | Common Stock, Par Value $1.00 (12910) | Direct | |
| Non-Qualified Stock Option (Right to Buy) | $119.66 | 2027-08-25 | Common Stock, Par Value $1.00 (5778) | Direct | |
| Non-Qualified Stock Option (Right to Buy) | $163.23 | 2028-08-24 | Common Stock, Par Value $1.00 (3862) | Direct | |
| Performance Stock Units | $0.00 | Common Stock, Par Value $1.00 (1995) | Direct | ||
| Performance Stock Units | $0.00 | Common Stock, Par Value $1.00 (1797) | Direct | ||
| Performance Stock Units | $0.00 | Common Stock, Par Value $1.00 (1493) | Direct | ||
| Restricted Stock Units | $0.00 | Common Stock, Par Value $1.00 (899) | Direct | ||
| Restricted Stock Units | $0.00 | Common Stock, Par Value $1.00 (747) | Direct |
Footnotes
F1: Of the 12,910 options granted on this 8/26/16 stock option, 4,304 options were exercisable on 8/26/17, an additional 4,303 became exercisable on 8/26/18, and the remaining 4,303 options become exercisable on 8/26/19.
F2: Of the 5,778 options granted on this 8/25/17 stock option, 1,926 options were exercisable on 8/25/18, an additional 1,926 become exercisable on 8/25/19, and the remaining 1,926 options become exercisable on 8/25/20.
F3: Of the 3,862 options granted on this 8/24/18 stock option, 1,288 options become exercisable on 8/24/19, an additional 1,287 became exercisable on 8/24/2020, and the remaining 1,287 options become exercisable on 8/24/21.
F4: Each performance stock unit represents a contingent right to one share of the Issuer's common stock. Performance stock units are subject to future adjustment; performance period started on 7/2/16. 1,995 performance stock units vested on 6/28/19. Vested shares are subject to adjustment and will be delivered to the reporting person within two and one-half months of vesting.
F5: Each performance stock unit represents a contingent right to one share of the Issuer's common stock. Performance stock units are subject to future adjustment; performance period started on 7/1/17. 1,797 performance stock units will vest on 7/3/20. Vested shares are subject to adjustment and will be delivered to the reporting person within two and one-half months of vesting.
F6: Each performance stock unit represents a contingent right to one share of the Issuer's common stock. Performance stock units are subject to future adjustment; performance period started on 6/30/18. 1,493 performance stock units will vest on 7/2/21. Vested shares are subject to adjustment and will be delivered to the reporting person within two and one-half months of vesting.
F7: Each restricted stock unit represents a contingent right to one share of the Issuer's common stock. The 899 restricted stock units will vest on 8/25/20.
F8: Each restricted stock unit represents a contingent right to one share of the Issuer's common stock. The 747 restricted stock units will vest on 8/24/21.