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L3HARRIS TECHNOLOGIES, INC. /DE/ Director's Dealing 2019

Sep 5, 2019

29993_dirs_2019-09-05_6ea3dd23-7905-4e59-9c6a-68adab3c59a3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: L3HARRIS TECHNOLOGIES, INC. /DE/ (LHX)
CIK: 0000202058
Period of Report: 2019-09-03

Reporting Person: Brown William M (Director, Chairman and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-09-03 Common Stock, Par Value $1.00 M 65000 $36.66 Acquired 432443.29 Direct
2019-09-03 Common Stock, Par Value $1.00 S 22660 $209.31 Disposed 409783.29 Direct
2019-09-03 Common Stock, Par Value $1.00 S 33232 $209.31 Disposed 376551.29 Direct
2019-09-03 Common Stock, Par Value $1.00 S 8908 $209.31 Disposed 367643.29 Direct
2019-09-03 Common Stock, Par Value $1.00 S 200 $209.31 Disposed 367443.29 Direct
2019-09-04 Common Stock, Par Value $1.00 M 65000 $36.66 Acquired 432443.29 Direct
2019-09-04 Common Stock, Par Value $1.00 S 4270 $212.83 Disposed 428173.29 Direct
2019-09-04 Common Stock, Par Value $1.00 S 7080 $212.83 Disposed 421093.29 Direct
2019-09-04 Common Stock, Par Value $1.00 S 45292 $212.83 Disposed 375801.29 Direct
2019-09-04 Common Stock, Par Value $1.00 S 8358 $212.83 Disposed 367443.29 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-09-03 Non-Qualified Stock Option (Right to Buy) $36.66 M 65000 Disposed 2021-11-01 Common Stock, Par Value $1.00 (65000) Direct
2019-09-04 Non-Qualified Stock Option (Right to Buy) $36.66 M 65000 Disposed 2021-11-01 Common Stock, Par Value $1.00 (65000) Direct

Footnotes

F1: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on August 2, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.

F2: Includes a reduction of a .09 share in the Harris Corporation 401(k) Retirement Plan ("Plan") due to rounding by the Plan's record keeper.

F3: The shares were sold as part of an overall sale of 65,000 shares at a weighted average sale price of $209.31. The prices actually received ranged from $208.03 to $209.02. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F4: The shares were sold as part of an overall sale of 65,000 shares at a weighted average sale price of $209.31. The prices actually received ranged from $209.03 to $210.01. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F5: The shares were sold as part of an overall sale of 65,000 shares at a weighted average sale price of $209.31. The prices actually received ranged from $210.03 to $211.00. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F6: The shares were sold as part of an overall sale of 65,000 shares at a weighted average sale price of $209.31. The prices actually received ranged from $211.03 to $211.06. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F7: The shares were sold as part of an overall sale of 65,000 shares at a weighted average sale price of $212.83. The prices actually received ranged from $210.39 to $211.37. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F8: The shares were sold as part of an overall sale of 65,000 shares at a weighted average sale price of $212.83. The prices actually received ranged from $211.42 to $212.41. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F9: The shares were sold as part of an overall sale of 65,000 shares at a weighted average sale price of $212.83. The prices actually received ranged from $212.42 to $213.41. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F10: The shares were sold as part of an overall sale of 65,000 shares at a weighted average sale price of $212.83. The prices actually received ranged from $213.42 to $213.58. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.