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L3HARRIS TECHNOLOGIES, INC. /DE/ — Director's Dealing 2019
Sep 9, 2019
29993_dirs_2019-09-09_49058e44-a5b6-4398-82fc-0cd9d758b488.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: L3HARRIS TECHNOLOGIES, INC. /DE/ (LHX)
CIK: 0000202058
Period of Report: 2019-09-05
Reporting Person: MIKUEN SCOTT T (Sr VP-General Counsel & Secy)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-09-05 | Common Stock, Par Value $1.00 | M | 700 | $47.71 | Acquired | 66677.85 | Direct |
| 2019-09-05 | Common Stock, Par Value $1.00 | M | 40000 | $56.97 | Acquired | 106677.85 | Direct |
| 2019-09-05 | Common Stock, Par Value $1.00 | S | 14804 | $213.10 | Disposed | 91873.85 | Direct |
| 2019-09-05 | Common Stock, Par Value $1.00 | S | 20479 | $213.85 | Disposed | 71394.85 | Direct |
| 2019-09-05 | Common Stock, Par Value $1.00 | S | 5417 | $214.60 | Disposed | 65977.85 | Direct |
| 2019-09-05 | Common Stock, Par Value $1.00 | M | 15800 | $71.02 | Acquired | 81777.85 | Direct |
| 2019-09-05 | Common Stock, Par Value $1.00 | S | 6276 | $213.59 | Disposed | 75501.85 | Direct |
| 2019-09-05 | Common Stock, Par Value $1.00 | S | 9524 | $214.45 | Disposed | 65977.85 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-09-05 | Non-Qualified Stock Option (Right to Buy) | $47.71 | M | 700 | Disposed | 2023-03-01 | Common Stock, Par Value $1.00 (700) | Direct |
| 2019-09-05 | Non-Qualified Stock Option (Right to Buy) | $56.97 | M | 40000 | Disposed | 2023-08-23 | Common Stock, Par Value $1.00 (40000) | Direct |
| 2019-09-05 | Non-Qualified Stock Option (Right to Buy) | $71.02 | M | 15800 | Disposed | 2024-08-22 | Common Stock, Par Value $1.00 (15800) | Direct |
Footnotes
F1: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on August 2, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.
F2: Includes a reduction of 6.87 shares in the Harris Corporation 401(k) Retirement Plan ("Plan") due to rounding by the Plan's record keeper.
F3: Reflects weighted average sale price (prices actually received ranged from $212.395 to $213.38). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F4: Reflects weighted average sale price (prices actually received ranged from $213.39 to $214.37). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F5: Reflects weighted average sale price (prices actually received ranged from $214.39 to $215.00). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F6: Reflects weighted average sale price (prices actually received ranged from $213.04 to $214.03). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F7: Reflects weighted average sale price (prices actually received ranged from $214.07 to $215.00). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.