L3HARRIS TECHNOLOGIES, INC. /DE/ — Director's Dealing 2019

Sep 11, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: L3HARRIS TECHNOLOGIES, INC. /DE/ (LHX)
CIK: 0000202058
Period of Report: 2019-09-09

Reporting Person: Brown William M (Director, Chairman and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-09-09	Common Stock, Par Value $1.00	M	65000	$36.66	Acquired	432443.29	Direct
2019-09-09	Common Stock, Par Value $1.00	S	35869	$208.65	Disposed	396574.29	Direct
2019-09-09	Common Stock, Par Value $1.00	S	13585	$209.95	Disposed	382989.29	Direct
2019-09-09	Common Stock, Par Value $1.00	S	3802	$210.88	Disposed	379187.29	Direct
2019-09-09	Common Stock, Par Value $1.00	S	3500	$211.86	Disposed	375687.29	Direct
2019-09-09	Common Stock, Par Value $1.00	S	3900	$212.85	Disposed	371787.29	Direct
2019-09-09	Common Stock, Par Value $1.00	S	1344	$213.64	Disposed	370443.29	Direct
2019-09-09	Common Stock, Par Value $1.00	S	3000	$214.64	Disposed	367443.29	Direct
2019-09-10	Common Stock, Par Value $1.00	M	41552	$36.66	Acquired	408995.29	Direct
2019-09-10	Common Stock, Par Value $1.00	S	800	$198.24	Disposed	408195.29	Direct
2019-09-10	Common Stock, Par Value $1.00	S	1000	$199.58	Disposed	407195.29	Direct
2019-09-10	Common Stock, Par Value $1.00	S	2100	$201.03	Disposed	405095.29	Direct
2019-09-10	Common Stock, Par Value $1.00	S	1200	$201.80	Disposed	403895.29	Direct
2019-09-10	Common Stock, Par Value $1.00	S	1800	$202.82	Disposed	402095.29	Direct
2019-09-10	Common Stock, Par Value $1.00	S	2452	$204.03	Disposed	399643.29	Direct
2019-09-10	Common Stock, Par Value $1.00	S	25122	$204.94	Disposed	374521.29	Direct
2019-09-10	Common Stock, Par Value $1.00	S	1482	$205.82	Disposed	373039.29	Direct
2019-09-10	Common Stock, Par Value $1.00	S	2870	$207.11	Disposed	370169.29	Direct
2019-09-10	Common Stock, Par Value $1.00	S	2726	$207.99	Disposed	367443.29	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-09-09	Non-Qualified Stock Option (Right to Buy)	$36.66	M	65000	Disposed	2021-11-01	Common Stock, Par Value $1.00 (65000)	Direct
2019-09-10	Non-Qualified Stock Option (Right to Buy)	$36.66	M	41552	Disposed	2021-11-01	Common Stock, Par Value $1.00 (41552)	Direct

Footnotes

F1: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on August 2, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.

F2: Reflects weighted average sale price (prices actually received ranged from $208.28 to $209.23). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3: Reflects weighted average sale price (prices actually received ranged from $209.28 to $210.27). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F4: Reflects weighted average sale price (prices actually received ranged from $210.35 to $211.13). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F5: Reflects weighted average sale price (prices actually received ranged from $211.35 to $212.33). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F6: Reflects weighted average sale price (prices actually received ranged from $212.36 to $213.27). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F7: Reflects weighted average sale price (prices actually received ranged from $213.44 to $214.18). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F8: Reflects weighted average sale price (prices actually received ranged from $214.50 to $214.98). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F9: Reflects weighted average sale price (prices actually received ranged from $197.81 to $198.72). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F10: Reflects weighted average sale price (prices actually received ranged from $199.03 to $200.00). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F11: Reflects weighted average sale price (prices actually received ranged from $200.36 to $201.34). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F12: Reflects weighted average sale price (prices actually received ranged from $201.39 to $202.28). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F13: Reflects weighted average sale price (prices actually received ranged from $202.42 to $203.37). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F14: Reflects weighted average sale price (prices actually received ranged from $203.47 to $204.42). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F15: Reflects weighted average sale price (prices actually received ranged from $204.47 to $205.45). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F16: Reflects weighted average sale price (prices actually received ranged from $205.52 to $206.32). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F17: Reflects weighted average sale price (prices actually received ranged from $206.64 to $207.59). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F18: Reflects weighted average sale price (prices actually received ranged from $207.77 to $208.30). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.