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L3HARRIS TECHNOLOGIES, INC. /DE/ — Director's Dealing 2018
Aug 17, 2018
29993_dirs_2018-08-17_41810abd-9e8c-4c64-95bf-482c53fae336.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARRIS CORP /DE/ (HRS)
CIK: 0000202058
Period of Report: 2018-08-15
Reporting Person: FOX SHELDON J (SVP, Operations and IT)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-15 | Common Stock, Par Value $1.00 | M | 45800 | $46.53 | Acquired | 95447.79 | Direct |
| 2018-08-15 | Common Stock, Par Value $1.00 | S | 35100 | $162.96 | Disposed | 60347.79 | Direct |
| 2018-08-15 | Common Stock, Par Value $1.00 | S | 10700 | $163.68 | Disposed | 49647.79 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-08-15 | Non-Qualified Stock Option (Right to Buy) | $46.53 | M | 45800 | Disposed | 2022-08-24 | Common Stock, Par Value $1.00 (45800) | Direct |
Footnotes
F1: The exercise of an option and sale of the underlying 45,800 shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on May 15, 2018, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.
F2: The 35,100 shares were sold at a weighted average sale price of $162.96. The prices actually received ranged from $162.41 to $163.40. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F3: The 10,700 shares were sold at a weighted average sale price of $163.68. The prices actually received ranged from $163.41 to $164.16. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F4: Aggregate of 49,647.79 shares listed in Column 5 of Table I includes: (a) 27.07 shares acquired through the Harris Corporation 401(k) Retirement Plan ("Plan") from 4/11/18 through 5/31/18; (b) 155.08 shares acquired through a broker dividend reinvestment plan on 6/15/18; and (c) a reduction of 4.00 shares due to rounding of previous reports by the Plan's recordkeeper.