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L3HARRIS TECHNOLOGIES, INC. /DE/ — Director's Dealing 2018
Sep 6, 2018
29993_dirs_2018-09-06_8241a770-534f-4bfb-9909-bac536667fed.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARRIS CORP /DE/ (HRS)
CIK: 0000202058
Period of Report: 2018-09-04
Reporting Person: Taylor Todd A. (VP, Principal Accting. Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-09-04 | Common Stock, Par Value $1.00 | M | 8660 | $79.70 | Acquired | 12274.82 | Direct |
| 2018-09-04 | Common Stock, Par Value $1.00 | S | 8660 | $161.60 | Disposed | 3614.82 | Direct |
| 2018-09-04 | Common Stock, Par Value $1.00 | M | 5167 | $90.84 | Acquired | 8781.82 | Direct |
| 2018-09-04 | Common Stock, Par Value $1.00 | S | 5167 | $161.98 | Disposed | 3614.82 | Direct |
| 2018-09-04 | Common Stock, Par Value $1.00 | M | 1084 | $119.66 | Acquired | 4698.82 | Direct |
| 2018-09-04 | Common Stock, Par Value $1.00 | S | 1084 | $161.98 | Disposed | 3614.82 | Direct |
| 2018-09-04 | Common Stock, Par Value $1.00 | M | 4787 | $77.54 | Acquired | 8401.82 | Direct |
| 2018-09-04 | Common Stock, Par Value $1.00 | S | 3787 | $161.90 | Disposed | 4614.82 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-09-04 | Non-Qualified Stock Option (Right to Buy) | $79.70 | M | 8660 | Disposed | 2025-06-01 | Common Stock, Par Value $1.00 (8660) | Direct |
| 2018-09-04 | Non-Qualified Stock Option (Right to Buy) | $90.84 | M | 5167 | Disposed | 2026-08-26 | Common Stock, Par Value $1.00 (5167) | Direct |
| 2018-09-04 | Non-Qualified Stock Option (Right to Buy) | $119.66 | M | 1084 | Disposed | 2027-08-25 | Common Stock, Par Value $1.00 (1084) | Direct |
| 2018-09-04 | Non-Qualified Stock Option (Right to Buy) | $77.54 | M | 4787 | Disposed | 2025-08-28 | Common Stock, Par Value $1.00 (4787) | Direct |
Footnotes
F1: The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on May 4, 2018, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.
F2: Weighted average sale price of $161.60 (prices actually received ranged from $161.05 to $161.86). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
F3: Weighted average sale price of $161.98 (prices actually received ranged from $161.86 to $162.25). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
F4: Weighted average sale price of $161.90 (prices actually received ranged from $161.69 to $162.18). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
F5: Of aggregate number of options granted on 8/26/16, 2,584 vested and became exercisable on the first anniversary of grant date, 2,583 vested and became exercisable on the second anniversary of grant date, and the remaining 2,583 vest and become exercisable on third anniversary of grant date.
F6: Of aggregate number of options granted on 8/25/17, 1,084 vested and became exercisable on the first anniversary of grant date, 1,083 vest and become exercisable on the second anniversary of grant date, and the remaining 1,083 vest and become exercisable on third anniversary of grant date.