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L3HARRIS TECHNOLOGIES, INC. /DE/ — Director's Dealing 2009
Dec 4, 2009
29993_dirs_2009-12-04_2b268070-40c0-412e-b173-57bad6c54dc3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARRIS CORP /DE/ (HRS)
CIK: 0000202058
Period of Report: 2009-12-03
Reporting Person: SCHWARTZ LEWIS A (VP, Principal Accting. Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-12-03 | Common Stock, Par Value $1.00 | M | 4650 | $16.66 | Acquired | 30500.3 | Direct |
| 2009-12-03 | Common Stock, Par Value $1.00 | M | 6130 | $22.71 | Acquired | 36630.3 | Direct |
| 2009-12-03 | Common Stock, Par Value $1.00 | S | 10780 | $45.2561 | Disposed | 25850.3 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-12-03 | Non-Qualified Stock Option (Right to Buy) | $16.66 | M | 4650 | Disposed | 2013-09-17 | Common Stock, Par Value $1.00 (4650) | Direct |
| 2009-12-03 | Non-Qualified Stock Option (Right to Buy) | $22.71 | M | 6130 | Disposed | 2011-08-27 | Common Stock, Par Value $1.00 (6130) | Direct |
Footnotes
F1: The exercise of options and sale of 10,780 shares as reported on this Form 4 were effected pursuant to a sale plan adopted by the reporting person on November 3, 2009, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.
F2: The price reported in Column 4 for the sale of 10,780 shares is a weighted average sale price of $45.2561. The sales prices ranged from $45.00 to $45.59. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
F3: Aggregate of 25,850.30 shares listed in Column 5 of Table I includes: (a) 10,000 performance shares previously reported and subject to adjustment; (b) 8,000 restricted shares previously reported and subject to vesting; and (c) 18.06 shares acquired through dividend reinvestment in the Harris Corporation 401(k) Retirement Plan on 9/4/09.