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KVH INDUSTRIES INC \DE\ — Director's Dealing 2021
Jun 9, 2021
34132_dirs_2021-06-09_047ad6f8-c384-411a-b8af-af9308d5b0fb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KVH INDUSTRIES INC \DE\ (KVHI)
CIK: 0001007587
Period of Report: 2021-06-07
Reporting Person: Woodhead Mark (EVP Mobile Connectivity)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-07 | Common Stock | J | 6830 | $9.33 | Acquired | 56446 | Direct |
| 2021-06-07 | Common Stock | J | 7057 | $7.85 | Acquired | 63503 | Direct |
| 2021-06-07 | Common Stock | J | 5317 | $11.3 | Acquired | 68820 | Direct |
| 2021-06-07 | Common Stock | S | 6830 | $14.104 | Disposed | 61990 | Direct |
| 2021-06-07 | Common Stock | S | 7057 | $14.132 | Disposed | 54933 | Direct |
| 2021-06-07 | Common Stock | S | 5317 | $14.104 | Disposed | 49616 | Direct |
| 2021-06-08 | Common Stock | S | 1076 | $13.731 | Disposed | 48540 | Direct |
| 2021-06-08 | CommonStock | S | 862 | $13.731 | Disposed | 47678 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-07 | Employee Stock Options-Right to Buy | $9.33 | J | 6830 | Disposed | 2024-06-05 | Common Stock (6830) | Direct |
| 2021-06-07 | Employee Stock Options-Right to Buy | $7.85 | J | 7057 | Disposed | 2022-03-30 | Common Stock (7057) | Direct |
| 2021-06-07 | Employee Stock Options-Right to Buy | $11.3 | J | 5317 | Disposed | 2023-06-06 | Common Stock (5317) | Direct |
Footnotes
F1: Shares acquired via the exercise of stock options issued pursuant to the terms and conditions of the company's 2016 Equity and Incentive Plan.
F2: Exercise of stock options issued pursuant to the terms and conditions of the company's 2016 Equity and Incentive Plan.
F3: Shares sold to pay the taxes owed on a restricted stock award that vested on June 5, 2021.
F4: Shares sold to pay the taxes owed on a restricted stock award that vested on June 6, 2021.
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