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KVH INDUSTRIES INC \DE\ — Director's Dealing 2017
Jan 23, 2017
34132_dirs_2017-01-23_d73d03cc-c20c-4c71-9320-a263c3a2416e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KVH INDUSTRIES INC \DE\ (KVHI)
CIK: 0001007587
Period of Report: 2017-01-19
Reporting Person: KITS VAN HEYNINGEN MARTIN (Director, CEO/Chairman BOD)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-19 | Common Stock | J | 100 | $9.32 | Acquired | 617619 | Direct |
| 2017-01-19 | Common Stock | S | 100 | $11.00 | Disposed | 617519 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-19 | Employee Stock Options-Right to Buy | $9.32 | J | 100 | Disposed | 2017-02-28 | Common Stock (100) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10201 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options-Right to Buy | $ | Common Stock () | 1232 | Indirect |
Footnotes
F1: Shares acquired via the exercise of stock options issued pursuant to the terms and conditions of the company's 2003 Incentive & Non-qualified Stock Option Plan.
F2: Exercise of expiring stock options issued pursuant to the terms and conditions of the company's 2003 Incentive & Non-qualified Stock Option Plan.
F3: Represents total vested/unexercised options "beneficially owned".
F4: Represents total vested/unexercised options "beneficially owned" by spouse.
F5: Not applicable
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