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KVH INDUSTRIES INC \DE\ — Director's Dealing 2017
Feb 2, 2017
34132_dirs_2017-02-02_7f53eff8-f342-4c27-82e6-6b404fc6d257.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KVH INDUSTRIES INC \DE\ (KVHI)
CIK: 0001007587
Period of Report: 2017-01-31
Reporting Person: KITS VAN HEYNINGEN ROBERT WB (Director, Vice President, R&D)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-31 | Common Stock | J | 16344 | $9.32 | Acquired | 226340 | Direct |
| 2017-01-31 | Common Stock | S | 3200 | $10.40 | Disposed | 223140 | Direct |
| 2017-01-31 | Common Stock | S | 100 | $10.425 | Disposed | 223040 | Direct |
| 2017-01-31 | Common Stock | S | 10054 | $10.45 | Disposed | 212986 | Direct |
| 2017-01-31 | Common Stock | S | 100 | $10.4625 | Disposed | 212886 | Direct |
| 2017-01-31 | Common Stock | S | 400 | $10.475 | Disposed | 212486 | Direct |
| 2017-01-31 | Common Stock | S | 2490 | $10.50 | Disposed | 209996 | Direct |
| 2017-02-01 | Common Stock | J | 3198 | $9.32 | Acquired | 213194 | Direct |
| 2017-02-01 | Common Stock | S | 98 | $10.30 | Disposed | 213096 | Direct |
| 2017-02-01 | Common Stock | S | 900 | $10.35 | Disposed | 212196 | Direct |
| 2017-02-01 | Common Stock | S | 1798 | $10.40 | Disposed | 210398 | Direct |
| 2017-02-01 | Common Stock | S | 2 | $10.45 | Disposed | 210396 | Direct |
| 2017-02-01 | Common Stock | S | 400 | $10.50 | Disposed | 209996 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-31 | Employee Stock Options-Right to Buy | $9.32 | J | 16344 | Disposed | 2017-02-28 | Common Stock (16344) | Direct |
| 2017-02-01 | Employee Stock Options-Right to Buy | $9.32 | J | 3198 | Disposed | 2017-02-28 | Common Stock (3198) | Direct |
Footnotes
F1: Shares acquired via the exercise of stock options issued pursuant to the terms and conditions of the company's 2006 Stock Incentive Plan.
F2: Exercise of expiring stock options issued pursuant to the terms and conditions of the company's 2006 Stock Incentive Plan.
F3: Represents total vested/unexercised options "beneficially owned".
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