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KVH INDUSTRIES INC \DE\ — Director's Dealing 2016
Nov 30, 2016
34132_dirs_2016-11-30_84f00963-f547-456e-aaca-1502a8786b76.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KVH INDUSTRIES INC \DE\ (KVHI)
CIK: 0001007587
Period of Report: 2016-11-28
Reporting Person: Balog Robert J (Senior VP Engineering)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-28 | Common Stock | J | 3293 | $9.32 | Acquired | 81947 | Direct |
| 2016-11-28 | Common Stock | S | 3293 | $10.45 | Disposed | 78654 | Direct |
| 2016-11-29 | Common Stock | J | 9832 | $9.32 | Acquired | 88486 | Direct |
| 2016-11-29 | Common Stock | S | 9832 | $10.45 | Disposed | 78654 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-28 | Employee Stock Options-Right to Buy | $9.32 | J | 3293 | Disposed | 2017-02-28 | Common Stock (3293) | Direct |
| 2016-11-29 | Employee Stock Options-Right to Buy | $9.32 | J | 9832 | Disposed | 2017-02-28 | Common Stock (9832) | Direct |
Footnotes
F1: Shares acquired via the exercise of an expiring stock option pursuant to the terms & conditions of the company's 2006 Stock Incentive Plan.
F2: Exercise of an expiring stock option pursuant to the terms & conditions of the company's 2006 Stock Incentive Plan.
F3: Date option fully vested.
F4: Represents total vested/unexercised options "beneficially owned".
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