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KVH INDUSTRIES INC \DE\ — Director's Dealing 2016
Dec 28, 2016
34132_dirs_2016-12-28_f4a01bde-50a2-4d31-8ac0-e4e3e23ff014.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KVH INDUSTRIES INC \DE\ (KVHI)
CIK: 0001007587
Period of Report: 2016-12-27
Reporting Person: Balog Robert J (Senior VP Engineering)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-27 | Common Stock | J | 13125 | $9.32 | Acquired | 91790 | Direct |
| 2016-12-27 | Common Stock | S | 13125 | $12.45 | Disposed | 78665 | Direct |
| 2016-12-27 | Common Stock | S | 2335 | $12.45 | Disposed | 76330 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-27 | Employee Stock Options-Right to Buy | $9.32 | J | 13125 | Disposed | 2017-02-28 | Common Stock (13125) | Direct |
Footnotes
F1: Shares acquired via the exercise of an expiring stock option pursuant to the terms & conditions of the company's 2006 Stock Incentive Plan.
F2: Shares sold under the terms of a 10b51 trading plan established with ETRADE.
F3: Exercise of an expiring stock option pursuant to the terms & conditions of the company's 2006 Stock Incentive Plan.
F4: Date option fully vested.
F5: Represents total vested/unexercised options "beneficially owned".
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