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Krystal Biotech, Inc. — Director's Dealing 2017
Sep 25, 2017
31006_dirs_2017-09-25_3a7b5b46-de6f-469a-a059-07c5931fe76d.zip
Director's Dealing
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SEC Form 3/A — Form 3/A
Issuer: Krystal Biotech, Inc. (KRYS)
CIK: 0001711279
Period of Report: 2017-09-19
Reporting Person: JANNEY DANIEL (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 130590 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A Convertible Preferred Stock | $ | Common Stock (124456) | Indirect | ||
| Stock Option (Right to Buy) | $2.46 | 2026-11-09 | Common Stock (37894) | Direct |
Footnotes
F1: These shares were incorrectly reported as being owned directly in the reporting person's original Form 3, filed September 19, 2017.
F2: Directly beneficially owned by Alta Bioequities, L.P.
F3: Alta Bioequities Management, LLC is the general partner of Alta Bioequities, L.P. and may be deemed to have sole voting and investment power over the shares beneficially owned by Alta Bioequities, L.P. The reporting person is the Managing Director of Alta Bioequities Management, LLC. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F4: The Series A convertible preferred stock will automatically convert on a one-to-one basis into 124,456 shares of common stock upon the closing of Krystal Biotech, Inc.'s initial public offering.
F5: These shares were incorrectly included in the Non-Derivative Securities table in the reporting person's original Form 3, filed September 19, 2017.
F6: The options were awarded on November 10, 2016 and vest ratably over a four-year period.
F7: The exercise price was incorrectly reported in the reporting person's original Form 3, filed September 19, 2017.