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KROGER CO — Director's Dealing 2023
Mar 13, 2023
30047_dirs_2023-03-13_0a0f55b9-4229-47b8-8802-0fc5dcb7620f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2023-03-09
Reporting Person: Aitken Stuart (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-09 | Common Stock | A | 26985 | $0.00 | Acquired | 183973.1788 | Direct |
| 2023-03-09 | Common Stock | A | 7340 | $0.00 | Acquired | 191313.1788 | Direct |
| 2023-03-09 | Common Stock | A | 43463 | $0.00 | Acquired | 234776.1788 | Direct |
| 2023-03-09 | Common Stock | F | 19405 | $47.25 | Disposed | 215371.1788 | Direct |
| 2023-03-10 | Common Stock | F | 8660 | $47.10 | Disposed | 206711.1788 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-03-09 | Non-Qualified Stock Option | $47.25 | A | 56404 | Acquired | 2033-03-09 | Common Stock (56404) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3017.9124 | Indirect |
Footnotes
F1: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the award.
F2: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse one year from the date of the award.
F3: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.
F4: Payment of tax liability associated with share award.
F5: Payment of tax liability associated with restricted stock.
F6: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the grant.