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KROGER CO — Director's Dealing 2022
Mar 14, 2022
30047_dirs_2022-03-14_39b0a7c5-66fc-4301-93d0-d9f750dfa737.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2022-03-10
Reporting Person: FIKE CARIN L (Vice President and Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-03-10 | Common Stock | A | 1269 | $0.00 | Acquired | 36078.8431 | Direct |
| 2022-03-10 | Common Stock | A | 5852 | $0.00 | Acquired | 41930.8431 | Direct |
| 2022-03-10 | Common Stock | F | 1771 | $57.09 | Disposed | 40159.8431 | Direct |
| 2022-03-11 | Common Stock | F | 328 | $55.89 | Disposed | 39831.8431 | Direct |
| 2022-03-10 | Common Stock | A | 1235 | $0.00 | Acquired | 9044 | Indirect |
| 2022-03-11 | Common Stock | F | 420 | $55.89 | Disposed | 8624 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-03-10 | Non-Qualified Stock Option | $57.09 | A | 3000 | Acquired | 2032-03-10 | Common Stock (3000) | Direct |
Footnotes
F1: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the award.
F2: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.
F3: Payment of tax liability associated with share award.
F4: Payment of tax liability associated with restricted stock.
F5: Between October 1, 2021 and December 31, 2021, the reporting person acquired 43.5818 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
F6: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the grant.