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KROGER CO Director's Dealing 2021

Jan 28, 2021

30047_dirs_2021-01-28_023f6ff9-8497-4fad-9d9a-18967fec48a4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2021-01-27

Reporting Person: MOORE CLYDE R (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-01-27 Common Stock M 13000 $10.98 Acquired 132677 Direct
2021-01-27 Common Stock S 13000 $39.89 Disposed 119677 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-01-27 Non-Qualified Stock Option $10.98 M 13000 Disposed 2022-07-12 Common Stock (13000) Direct

Footnotes

F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2020.

F2: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.