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KROGER CO — Director's Dealing 2021
Jan 28, 2021
30047_dirs_2021-01-28_023f6ff9-8497-4fad-9d9a-18967fec48a4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2021-01-27
Reporting Person: MOORE CLYDE R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-27 | Common Stock | M | 13000 | $10.98 | Acquired | 132677 | Direct |
| 2021-01-27 | Common Stock | S | 13000 | $39.89 | Disposed | 119677 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-27 | Non-Qualified Stock Option | $10.98 | M | 13000 | Disposed | 2022-07-12 | Common Stock (13000) | Direct |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2020.
F2: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.
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