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KROGER CO Director's Dealing 2021

Mar 15, 2021

30047_dirs_2021-03-15_db76fa8b-a693-49c7-980b-075bd3e19b2d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2021-03-11

Reporting Person: DONNELLY MICHAEL JOSEPH (Executive VP and COO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-11 Common Stock A 17173 $0.00 Acquired 313308.8969 Direct
2021-03-11 Common Stock A 37433 $0.00 Acquired 350741.8969 Direct
2021-03-11 Common Stock F 16818 $34.94 Disposed 333923.8969 Direct
2021-03-12 Common Stock F 10659 $35.46 Disposed 323264.8969 Direct

Footnotes

F1: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse one year from the date of the award.

F2: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

F3: Payment of tax liability associated with share award.

F4: Payment of tax liability associated with restricted stock.

F5: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.