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KROGER CO Director's Dealing 2021

Mar 15, 2021

30047_dirs_2021-03-15_e2e2f243-7208-4246-a169-2dd9c5dd9f8e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2021-03-11

Reporting Person: Sharp Erin S (Group Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-11 Common Stock A 7046 $0.00 Acquired 99245.7792 Direct
2021-03-11 Common Stock A 7487 $0.00 Acquired 106732.7792 Direct
2021-03-11 Common Stock F 3355 $34.94 Disposed 103377.7792 Direct
2021-03-11 Common Stock F 2445 $35.46 Disposed 100932.7792 Direct

Footnotes

F1: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse one year from the date of the award.

F2: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

F3: Payment of tax liability associated with share award.

F4: Payment of tax liability associated with restricted stock.

F5: Between July 1, 2020 and September 30, 2020, the reporting person acquired 58.5388 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.