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KROGER CO — Director's Dealing 2021
Mar 15, 2021
30047_dirs_2021-03-15_a17aeaf3-182b-472a-a05a-3020b878a521.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2021-03-11
Reporting Person: McKinney Stephen M (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-11 | Common Stock | A | 8477 | $0.00 | Acquired | 170319.2035 | Direct |
| 2021-03-11 | Common Stock | A | 11765 | $0.00 | Acquired | 182084.2035 | Direct |
| 2021-03-11 | Common Stock | F | 5390 | $34.94 | Disposed | 176694.2035 | Direct |
| 2021-03-12 | Common Stock | F | 3542 | $35.46 | Disposed | 173152.2035 | Direct |
Footnotes
F1: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse one year from the date of the award.
F2: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.
F3: Payment of tax liability associated with share award.
F4: Payment of tax liability associated with restricted stock.
F5: Between July 1, 2020 and September 30, 2020, the reporting person acquired 224.9042 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.