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KROGER CO — Director's Dealing 2021
Mar 23, 2021
30047_dirs_2021-03-23_60d34034-5a08-405e-a9b1-9f041cdba1db.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2021-03-22
Reporting Person: Tuffin Mark C (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-22 | Common Stock | M | 21000 | $10.98 | Acquired | 243243 | Direct |
| 2021-03-22 | Common Stock | S | 21000 | $36.00 | Disposed | 222243 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-22 | Non-Qualified Stock Option | $10.98 | M | 21000 | Disposed | 2022-07-12 | Common Stock (21000) | Direct |
Footnotes
F1: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.
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