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KROGER CO — Director's Dealing 2020
Mar 16, 2020
30047_dirs_2020-03-16_20ca5cc5-d44a-479b-ab79-d6fb2e84483d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2020-03-12
Reporting Person: Foley Todd A (Vice President & Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-12 | Common Stock | A | 3263 | $0.00 | Acquired | 34279 | Direct |
| 2020-03-12 | Common Stock | A | 1611 | $0.00 | Acquired | 35890 | Direct |
| 2020-03-12 | Common Stock | F | 810 | $29.12 | Disposed | 35080 | Direct |
| 2020-03-13 | Common Stock | F | 482 | $30.71 | Disposed | 34598 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-12 | Non-Qualified Stock Option | $29.12 | A | 9922 | Acquired | 2030-03-12 | Common Stock (9922) | Direct |
Footnotes
F1: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the award.
F2: Payment of tax liability associated with share award.
F3: Payment of tax liability associated with restricted stock.
F4: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the grant.