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KROGER CO — Director's Dealing 2019
Mar 18, 2019
30047_dirs_2019-03-18_39028d1b-2d79-44a5-82c4-f01673f32251.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2019-03-14
Reporting Person: Aitken Stuart (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-14 | Common Stock | A | 27556 | $0.00 | Acquired | 116228.1788 | Direct |
| 2019-03-14 | Common Stock | A | 9091 | $0.00 | Acquired | 125319.1788 | Direct |
| 2019-03-15 | Common Stock | A | 2214 | $0.00 | Acquired | 127533.1788 | Direct |
| 2019-03-15 | Common Stock | F | 988 | $24.75 | Disposed | 126545.1788 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-14 | Non-Qualified Stock Option | $24.75 | A | 75291 | Acquired | 2029-03-14 | Common Stock (75291) | Direct |
| 2019-03-14 | Non-Qualified Stock Option | $24.75 | A | 16584 | Acquired | 2029-03-14 | Common Stock (16584) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3017.9124 | Indirect |
Footnotes
F1: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the award.
F2: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments over a three-year period, at the rate of 33% per year commencing one year from the date of the award.
F3: Payment of tax liability associated with share award.
F4: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the grant.
F5: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a three-year period, at the rate of 33% per year commencing one year after the date of the grant.