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KROGER CO — Director's Dealing 2019
Mar 18, 2019
30047_dirs_2019-03-18_90825842-db9e-4d44-b311-7b68ff4ec705.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2019-03-14
Reporting Person: Clark Robert W (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-14 | Common Stock | A | 21819 | $0.00 | Acquired | 188514.7281 | Direct |
| 2019-03-15 | Common Stock | A | 13369 | $0.00 | Acquired | 201883.7281 | Direct |
| 2019-03-15 | Common Stock | F | 6220 | $24.75 | Disposed | 195663.7281 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-14 | Non-Qualified Stock Option | $24.75 | A | 59702 | Acquired | 2029-03-14 | Common Stock (59702) | Direct |
Footnotes
F1: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the award.
F2: Payment of tax liability associated with share award.
F3: Between October 1, 2018 and December 31, 2018, the reporting person acquired 109.1582 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
F4: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the grant.