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KROGER CO — Director's Dealing 2019
Jun 28, 2019
30047_dirs_2019-06-28_faf5e19e-0773-4cf4-ac17-47e973b2c065.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2019-06-27
Reporting Person: GRIESHABER JOSEPH A JR (Senior Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 129369.6006 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option | $24.75 | 2029-03-14 | Common Stock (26120) | Direct | |
| Non-Qualified Stock Option | $28.05 | 2028-07-13 | Common Stock (21121) | Direct | |
| Non-Qualified Stock Option | $22.92 | 2027-07-13 | Common Stock (47390) | Direct | |
| Non-Qualified Stock Option | $37.48 | 2026-07-13 | Common Stock (27202) | Direct | |
| Non-Qualified Stock Option | $38.33 | 2025-07-15 | Common Stock (22181) | Direct | |
| Non-Qualified Stock Option | $24.665 | 2024-07-15 | Common Stock (42000) | Direct | |
| Non-Qualified Stock Option | $18.88 | 2023-07-15 | Common Stock (21000) | Direct | |
| Non-Qualified Stock Option | $10.98 | 2022-07-12 | Common Stock (12600) | Direct |
Footnotes
F1: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
F2: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the grant.
F3: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.