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KROGER CO — Director's Dealing 2019
Aug 8, 2019
30047_dirs_2019-08-08_29f5be72-c8b6-4fdc-9cd0-71c715eba01b.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2019-07-15
Reporting Person: SARGENT RONALD (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-07-15 | Phantom Stock - Incentive Shares | $0.00 | A | 7995 | Acquired | Common Stock (7995) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 101638 | Direct |
Footnotes
F1: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.
F2: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.
F3: This incentive share award was erroneously reported in Table 1 as direct holdings on a Form 4 filed by the Reporting Person on 7/16/2019. The award was in fact deferred as phantom stock under a long-term incentive plan of The Kroger Co. and therefore should have been reported in Table II, as reported herein.
F4: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.