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KROGER CO Director's Dealing 2018

Jul 17, 2018

30047_dirs_2018-07-17_14680149-0c3d-458d-9b7e-8993fec44c82.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: KROGER CO (KR)
CIK: 0000056873
Period of Report: 2018-07-13

Reporting Person: FIKE CARIN L (Vice President and Treasurer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-07-13 Common Stock A 2147 $0.00 Acquired 27507.681 Direct
2018-07-13 Common Stock F 905 $28.05 Disposed 26602.681 Direct
2018-07-13 Common Stock A 3772 $0.00 Acquired 7758 Indirect
2018-07-13 Common Stock F 307 $28.05 Disposed 7451 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-07-13 Non-Qualified Stock Option $28.05 A 6239 Acquired 2028-07-13 Common Stock (6239) Direct

Footnotes

F1: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments in whole amounts over a four-year period, at the rate of 25% per year commencing one year from the date of the award.

F2: Payment of tax liability associated with restricted stock.

F3: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

F4: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the grant.